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Functions of the Mirror Neuron System: Implications for Neurorehabilitation
Giovanni Buccino, MD, PhD,* Ana Solodkin, PhD, w and Steven L. Small, MD, PhD w
Abstract: Mirror neurons discharge during the execution of hand object-directed actions and during the observation of the same actions performed by otherindividuals. These neuronswere first identified in the ventral premotor cortex (area F5) andlater on in the inferior parietal lobule of monkey brain, thusconstituting the mirror neuron system. More recently, mirror neurons for mouth object-directed actions have also been found in the monkey. Several pieces of experimental data demonstrate that a mirror neuron system devoted to hand, mouth, and foot actions is also present in humans. In the present paper we review the experimental evidence on the role of the mirror neuron system in action understanding, imitation learning of novelcomplex actions, and internal rehearsal (motor imagery) of actions. On the basis of features of the mirror neuron system and its role in action understanding and imitation, we discuss
the possible use of action observation and imitation as an approach for systematic training in the rehabilitation of patients with motor impairment of the upper limb after stroke.
Key Words: mirror neuron, neurophysiology, neurorehabilitation,
stroke, hemiparesis, treatment, frontal lobe, parietal lobe,
motor cortex, premotor cortex, neuroplasticity, motor imitation,
motor observation
(Cog Behav Neurol 2006;19:55–63)
Hand use in humans plays a critical role for the vast
majority of social and cognitive functions of the
species, including most types of communication and most
activities of the workplace. Hand motor skill, or ‘‘the
ability to solve a motor problem correctly, quickly,
rationally, and resourcefully,’’1,2 has influenced the
survival of the species, as demonstrated both phylogenetically
and ontogenetically, and this skill has reached
maximum expression in humans. To support this increase
in the complexity of hand skill, there has been a parallel
increase in the size of the neuropil, reaching a maximum
in the human.3 This suggests that the central nervous
system has evolved to reach very complex patterns of
connectivity among areas. Such connectivity is the basis
of the complex neural circuits that support skilled hand
motor functions.
These integrative circuits incorporate a variety of
cerebral cortical regions, which participate to varying
degrees in supporting hand motor tasks. The neural
context4,5 underlying regional involvement depends on
task variables, such as complexity, bimanuality, sensory
trigger, and planning requirements, and on individual
variables, such as handedness, experience, health,
and even emotional state and affect. These circuits
must integrate information from visual, auditory,
somatosensory, and limbic sources, and are, as recent
experimental evidence demonstrates (see below),
not only involved in the execution of actions, but
also in higher cognitive processes such as action understanding,
action imagining (internally generated),
or action imitation (externally generated). Motor imitation
represents a hand motor task in which there is
specific visual and proprioceptive information that may
facilitate movement, possibly by way of a specialized
premotor circuit.6 Motor imagery can harness visual
circuits and/or motor circuits,7–9 depending on the type of
imagery performed, and has particular interest because it
plays an important role in development of motor skill and
can be used in neurologic patients with complete
paralysis.
A principal tenet of medicine is that an organism
must constantly adapt to changes in its external
and internal environments.10 Cerebrovascular insults
(strokes) lead to important changes to the internal and
external environments that can affect the functioning
of the human brain with respect to hand motor skill. In
this article, we review the europhysiologic and neuroanatomic
basis of action understanding, imitation, and
imagery, and propose that it is possible to affect
the physiology of the hand motor circuits through
interventions aimed at internal and external influences
on the generation of skilled hand movements, with
a consequent profound effect on hand motor recovery
after stroke.
MIRROR NEURON SYSTEM
Mirror Neuron System in the Monkey
The modern notion of the motor system in both
humans and nonhuman primates has evolved dramatically
over the past several decades, and is now thought to
encompass a large number of regions and subregions. The
premotor cortex of the macaque brain now encompasses
almost a dozen such areas, defined by a combination of
anatomic, chemical, and physiologic methods. A particularly
interesting area in the rostral part of monkey ventral
premotor cortex (Pmv) is area F5 according to the
classification of Matelli et al,11 which is considered the
monkey homolog of Broca’s region in humans.12–14
Area F5 contains a motor representation of mouth
and hand goal-directed actions.15 Interestingly, a proportion
of these neurons that discharge during the execution
of both hand and mouth goal-directed actions also
respond when the monkey observes another monkey or
an experimenter performing the same or a similar
action.16,17 These neurons are called mirror neurons
because the observed action seems to be ‘‘reflected,’’ as
in a mirror, in the motor representation for the same
action of the observer. The visual properties of mirror
neurons resemble those of neurons found by Perrett et
al18 in the superior temporal sulcus (STS) region. These
neurons, like mirror neurons, respond to the visual
presentation of goal-directed hand actions, of walking,
turning the head, moving the hand, and bending the torso
(for a review, see Ref. 19). However, as opposed to mirror
neurons described in area F5, neurons described in the
STS region do not have a motor counterpart.
The congruence between the motor action coded by
the neuron and that triggering the same neuron visually
may be very strict, in that only the observation of an
action identical to that coded motorically by the neuron
can activate it. More often, this congruence is broader, in
that the observed and the executed action coded by the
neuron match relative to the goal of the action, rather
than to the specific movements needed to execute it.
Certain important features of mirror neurons
should be highlighted: during action observation, mirror
neurons discharge only when a biologic effector (a hand,
for example) interacts with an object; if the action is
performed with a tool, the neuron does not discharge.
Furthermore, mirror neurons are not active when the
observed action is simply mimicked, that is, executed in
the absence of the object. Finally, mirror neurons do not
discharge during the mere visual presentation of an
object. Although mirror neurons were first described in
the context of hand actions, recent work has demonstrated
that area F5 also contains mirror neurons that
discharge during the execution and observation of mouth
actions. Most mouth mirror neurons become active
during the execution and observation of mouth ingestiveactions such as grasping, sucking, or breaking food. Some
of them, however, respond during the execution and
observation of oral communicative actions such as lipsmacking.
20
Since their discovery, it has been hypothesized that
mirror neurons play an important role both in action
recognition and in motor learning.21,22 If mirror neurons
are responsible for action recognition, then they should
discharge also when the whole sequence of the action is
not completely seen by the monkey, provided that the
goal of the observed action can be clearly inferred. A
recent electrophysiologic study23 supports the claim that
mirror neurons may infer the goal of an action. In the
experiment, 2 conditions were presented: in the first
(vision condition) the animal could see the entire sequence
of a hand action, whereas in the second (hidden
condition), the final part of the action was hidden from
the monkey by a screen. In this condition, however, the
animal was shown that an object, for example a piece of
food, was placed behind the screen, which prevented the
observation of the final part of the performed action. The
results showed that mirror neurons discharge not only
during the observation of action, but also when the final
part of it is hidden. As a control, a mimicked action was
presented in the same conditions and, as predicted, the
neuron did not discharge in either of the 2 conditions.
Actions may also be recognized from their typical
sound, when presented acoustically. Besides visual
properties, a recent experiment has demonstrated that
about 15% of mirror neurons also respond to the specific
sound of an action. These neurons are called audio-visual
mirror neurons.24 Audio-visual mirror neurons could be
used to recognize actions performed by other individuals
even if only heard. It has been argued that these neurons
code the action content, which may be triggered either
visually or acoustically, thus representing a possible step
for the acquisition of language.
Mirror Neuron System in Humans
There is increasing evidence that a mirror neuron
system also exists in humans. Converging data supporting
this notion come from experiments carried out with
neurophysiologic, behavioral, and brain imaging techniques.
Neurophysiologic Studies
The first evidence of the existence of a mirror
neuron system in humans was provided by Fadiga et al.25
In this experiment, single-pulse transcranil magnetic
stimulation (TMS) was delivered while subjects were
observing an experimenter grasping 3-dimensional (3D)
objects. As control conditions, single-pulse TMS was
delivered during observation of the same 3D objects,
observation of an experimenter tracing geometric figures
in the air with his arm, and detection of the dimming of a
light. Motor evoked potentials (MEPs) were recorded
from extrinsic and intrinsic hand muscles. Results showed
that hand action observation, but not the other conditions,
led to an increase in MEP amplitude recorded from
precisely those hand muscles normally recruited when the
observed action is actually performed by the observer.
These results were recently fully confirmed by Strafella
and Paus.26 Using the same technique,
found that during the observation of hand actions there is
not only an increase of MEP amplitude in the muscles
involved in the actual execution of the observed action,
but that the MEPs are modulated in a fashion strictly
resembling the time course of the observed action. Taken
together, these TMS data support the notion of a mirror
neuron system coupling action execution and action
observation both in terms of the muscles involved and
in terms of the temporal sequence of the action.
The involvement of the mirror neuron system
during action observation was also demonstrated by Hari
et al,28 using magnetoencephalography. With this technique,
a suppression of the 15 to 25 Hz activity during both
the execution and observation of goal-directed hand
actions was found. Similar results were obtained in a
quantified electroencephalography study, showing a
block of ‘‘mu’’ activity in the same conditions.29 More
recently, by means of chronically implanted subdural
electrodes, it has been demonstrated that there is a
decrease of a band absolute power over the primary
motor cortex (M1) and Broca’s region during the
execution and observation of finger movements.30
All of these studies not only provide evidence that
observation and execution of action share common
neural substrates in the human, but also demonstrate
that action observation produces an increase in the
excitability of the corticospinal pathway.
Behavioral Studies
Evidence in favor of the existence of a mirror
neuron system also comes from neuropsychologic studies.
Brass et al31 investigated how movement observation
could affect movement execution in a stimulus-response
compatibility paradigm. Using a reaction time paradigm,
they contrasted the role of symbolic cues compared with
the observed finger movements in the execution of finger
movements. Subjects were faster to respond to the
observation cue. Moreover, the degree of similarity
between the observed and the executed movement led to
further advantage in the execution of the observed
movement. These results provide strong evidence for an
influence of the observed movement on the execution of
that movement.
Craighero et al32 found similar results in a study in
which subjects were required to prepare to grasp as fast as
possible a bar oriented either clockwise or counterclockwise,
after presentation of a picture showing the
right hand. Two experiments were carried out. In the first
experiment the picture represented a mirror image of the
final position of the hand required to grasp the bar.
The second experiment included the same stimuli as in the
first, plus 2 additional pictures, 90-degree rotations of the
hand in both leftward and rightward directions. In both
experiments, responses of the subjects were faster when
the hand orientation of the picture corresponded to that
achieved by the hand at the end of action, when actually
executed. Moreover, the responses were globally faster
when the stimuli were not rotated.
Briefly, these behavioral studies not only reinforce
the notion of a mirror neuron system in humans, but also
suggest facilitation of execution when preceded by motor
observation.
Brain Imaging Studies
The neurophysiologic and behavioral studies do not
provide insight on the localization of the mirror neuron
system in humans. This issue has been addressed by a
number of brain imaging studies.
In an early positron emission tomography experiment
aimed at identifying the brain areas active during
action observation, Rizzolatti et al33 compared hand
action observation with observation of an object, and
found activation in Broca’s area of the left inferior frontal
gyrus (IFG), the middle temporal gyrus, and the STS.
Although Broca’s area is classically considered an area
devoted to speech production, it has recently been
demonstrated that this area also contains a motor
representation of hand actions.14,34–36 Given the homology
between Broca’s area and area F5 in the monkey,
where mirror neurons were originally discovered, this
study provided the first evidence on the anatomic
localization of the mirror neuron system for hand actions
in humans.
A recent functional magnetic resonance imaging
(fMRI) study showed that the mirror neuron system in
humans is complex and related to body actions performed
not only with the hand but also with the foot and the
mouth. Buccino et al37 asked subjects to observe video
sequences showing different actions performed with the
mouth, hand, or foot. The observed actions could be
either transitive (the mouth/hand/foot acted on an
appropriate object, physically present in the scene) or
mimicked (the mouth/hand/foot action was performed in
the absence of the object). The following actions were
presented: biting an apple, grasping a cup, grasping a ball,
kicking a ball, and pushing a brake. As a control, subjects
were asked to observe a static image of each action.
The observation of both transitive and mimicked
actions, compared with the observation of a static image
of the same action, led to the activation of different
regions in the premotor cortex and Broca’s region,
depending on the effector involved in the observed action.
The different regions largely overlapped those where
classical studies38 had shown a somatotopically organized
motor representation of the different effectors. Moreover,
during the observation of transitive actions, distinct
sectors in the inferior parietal lobule were active,
including areas inside and around the intraparietal sulcus,
with localization that depended on the effector involved in
the observed action.
On the whole, this study strongly supports the claim
that, as in the actual execution of actions, action
observation recruits different, somatotopically organized
fronto-parietal circuits.39,40 In this context, it is worth
noting that mirror neurons, similar to those described in
area F5, have recently been reported in the inferior
parietal lobule of the monkey (area PF).41,42
MIRROR NEURON SYSTEM IN IMITATION
Motor Imitation
Motor imitation is often regarded as an elementary,
undemanding cognitive task. Recent research, coming
from different fields, is demonstrating that this assumption
is not true. There is clear evidence that imitation is a
faculty particularly developed in humans, intrinsically
linked to language and culture.13,43,44 Motor (movement)
imitation inherently implies motor observation, motor
imagery, and actual execution of the movements.
The involvement of the mirror neuron system in
imitation was recently demonstrated by a series of brain
imaging studies. Using fMRI, Iacoboni et al45 scanned
normal human volunteers while they were lifting a finger
in response to (a) visual presentation of the target action
on a screen (‘‘imitation’’), (b) a symbolic cue, or (c) a
spatial cue. The results showed that the activation was
stronger during imitation than during the other motor
conditions in the pars opercularis of the left IFG, the
right anterior parietal region, the right parietal operculum,
and the right STS region (see also Ref. 46).
Experiments by Koski et al47 and Gre` zes et al48 confirmed
the importance of Broca’s area in imitation tasks,
particularly when the action to be imitated was goal
directed. Nishitani and Hari49,50 performed 2 magnetoencephalography
studies in which they investigated imitation
of grasping actions and facial movements. The first
study confirmed the importance of the left IFG (largely
corresponding to Broca’s region) in imitation. In the
second study,50 volunteers observed still pictures of verbal
and nonverbal (grimaces) lip forms, and either imitated
them immediately after seeing them or made similar lip
forms spontaneously. During lip form observation,
cortical activation moved from the occipital cortex to
the superior temporal region, the inferior parietal lobule,
Broca’s area, and finally to M1. The activation sequence
during imitation of both verbal and nonverbal lip forms
was the same as during observation.
Despite some minor discrepancies, these data clearly
show that the basic circuit underlying imitation coincides
with that active during action bservation. They also
indicate that a direct mapping of the observed action and
its motor representation takes place in the posterior part
of IFG.
The importance of the ‘‘pars opercularis’’ of IFG in
imitation was further demonstrated using repetitive TMS
by Heiser et al.51 The task used in the study was
essentially the same as that of the fMRI study by
Iacoboni et al.45 The results showed that after stimulation
of both Broca’s area and its right homolog, there was
significant impairment in imitation of finger movements. The effect was absent when finger movements were
performed in response to spatial cues.
In the experiments reviewed above individuals were
asked to imitate ‘‘on line’’ highly practiced, simple
movements made by another individual. Such on line
imitation was also studied by Tanaka and Inui,52 who
asked volunteers to imitate relatively complex hand or
arm postures. This study also found only that a finger
condition showed significant activation in Broca’s area,
whereas a hand condition did not.
Many years ago, the Russian europsychologist
Aleksandr R. Luria designed a number of tasks to
investigate disturbances of complex voluntary movement
that he believed required intact premotor cortices and
their interaction with the parietal lobe (PL).53 Bhimani
et al54,55 (see page X of this issue of Cognitive and
Behavioral Neurology) have used functional brain imaging
to reevaluate Luria’s postulates. With the high spatial
resolution of MRI, it was possible to elaborate the neural
circuitry underlying his observations that were based on
investigations of persons with brain injury. In this study,
participants performed 3 tasks, including imitation of
hand shape and 2 other complex sequential hand movement
tasks, based on Luria’s fist-edge-palm and piano key
tasks. Activation of both premotor and parietal cortices
was seen during the performance of all 3 tasks. However,
whereas the main portion of the supplementary motor
area (SMA proper) was preferentially activated in the
sequential motor tasks, the ventral portion of the lateral
premotor cortex and PL were preferentially activated in
hand shape imitation.
Action Observation and Motor Learning
In the experiments mentioned thus far, imitation
has consisted of matching observed movements or actions
to preexisting motor schemata, that is, to motor actions
previously produced and remembered. This observation/
execution matching system, thought to involve the PL
and the premotor areas, leads to action production
without motor learning. By contrast, a recent study
investigated motor learning of a novel motor pattern by
action observation.56 The basic task during event-related
fMRI was imitation by naive participants of guitar chords
played by an expert guitarist. The 4 event types that
comprised the imitation condition were performed in
order—observation of guitar chords, pause, execution of
the observed chords, and baseline. The 3 control
conditions were observation of the chords (with no
subsequent motor activity), observation of the chords
followed by execution of unrelated motor actions (eg,
grasp-release of the guitar neck), and free execution of
guitar chords.
The results showed that the observation condition
was associated with activation of a cortical network
formed by the inferior parietal lobule and the Pmv plus
the pars opercularis of IFG. This circuit was also active
during the 2 control conditions involving observation.
The strength of activation related to action observation
was much stronger during imitation than during the
control conditions, and was associated with additional
activation in anterior mesial areas, superior parietal
lobule, and the prefrontal cortex.
The pause event during action imitation was aimed
at uncovering activation related to novel motor pattern
formation and consolidation. Activation during this event
involved the same basic circuit as in action observation,
but with some important differences, including an
increase of superior parietal lobule activation, activation
of dorsal premotor cortex (Pmd), and most interestingly a
dramatic increase in extension and strength of prefrontal
cortex activation (possibly BA 46) and of areas of the
anterior mesial wall. Finally, during the execution event,
activation involved the sensorimotor cortex contralateral
to the hand executing the observed chords.
These data show that the neural substrates responsible
for the elaboration of new motor patterns largely
coincide with the key centers of the mirror neuron system.
Although these fMRI experiments do not provide
information on the mechanism underlying imitation, it
is plausible (see the neurophysiologic sections) that during
learning of new motor patterns by imitation, the observed
actions are decomposed into elementary motor acts that activate, by a mirror mechanism, the corresponding
motor representations in the inferior parietal lobule,
and in Pmv and in the pars opercularis of IFG. Once
these motor representations are activated, they are
recombined, to fit the observed model. This recombination
seems to occur inside the mirror-neuron circuit, with
area 46 playing a fundamental orchestrating role.
Imitation and Motor Imagery
As noted, motor imitation implies motor imagery.
In the most general sense, motor imagery refers to the‘‘mental rehearsal of simple or complex motor acts that is
not accompanied by overt body movements.’’9,57,58 It
represents the voluntary effort of an individual to imagine
himself/herself executing a specific action.
There is evidence that motor imagery, and motor
execution, may improve performance in different categories
of people, including athletes, musicians, and people
with motor system strokes.59–62
Although the definition seems simple, people asked
to perform motor imagery do not unambiguously perform
a single type of mental rehearsal. In particular, a
person can use 1 of 2 very different strategies:
(a)
producing a visual representation of the moving limb, in
which case he or she is a (third-person) spectator of the
movement (visual imagery, VI) or
(b) mentally simulating
the movement, associated with a kinesthetic feeling of the
movement, in which case the person is a (first-person)
performer of the movement (kinetic imagery, KI).
Because KI shares more physiologic characteristics
with movement execution than VI, it has been associated
more closely with motor functions per se such as motor
preparation, imitation, and anticipation, and the refining
of motor abilities.8,39,63–66
With respect to imaging studies, several accounts of
areas activated during KI or VI have been reported using
positron emission tomography or fMRI. Even though
some of the studies do not differentiate between KI and
VI, there are several features common to most of
them.63,65,67–74 In general, studies have shown that several
areas, including those belonging to the mirror neuron
system, are activated during motor imagery tasks.
Included in these active regions are the following: SMA,
superior and inferior parietal lobules, dorsal and ventral
premotor cortices, prefrontal areas, IFG, superior temporal
gyrus, M1, primary sensory cortex, secondary
sensory area, insular cortex, anterior cingulate cortex,
superior temporal gyrus, basal ganglia, and cerebellum.
This extensive activation suggests a complex distributed
circuit that shares several cortical regions fundamentally
involved in action execution, observation, and imitation.
MIRROR NEURON SYSTEM AND MOTOR
REHABILITATION
Role of Experience in Motor Stroke Recovery
There is growing evidence that many forms of
experience, from the stimulation of everyday interactions
to intensive practice, can lead existing neurons to change
their synaptic connectivity, forming entirely new receptive
field organizations. This has been observed in the
somatosensory system with peripheral nerve stimulation,
75,76 and in the visual system after striate cortex
infarction with normal visual experience.77 In experimental
stroke in a cat model, thalamo-cortical and
intracortical plasticity has been described with conditioning
of a motor response to a sensory stimulus.78,79 For
purposes of developing treatment approaches, it has been
demonstrated that the extent and direction of stroke
recovery depends on the nature of both the environment
and the particular training stimuli used.80–82
The timing of intervention may also be important.
There have been questions raised about the role of
experience at different time points in recovery.83 Early
after stroke, the homeostatic environment around an area
of infarction is enriched in growth factors, altered
transmitter receptors, and other trophic processes.84,85
This could support the formation of synapses or
enhancement of dendritic arborization,86 and it is possible
that these processes occurring early may play a disproportionate
role in recovery.87–89
Although most interventions to aid upper extremity
motor recovery emphasize proximal function,90–93 one
recent approach focuses on functional use of the
extremity by undoing ‘‘nonuse.’’94,95 Forced use of a
paretic extremity, sometimes via constraint of the
unimpaired extremity,95 has been shown to improve
function of the paretic limb82 and to alter the neural
networks involved in movement.96 These changes seem to
involve large circuits, but premotor regions ipsilateral to
the lesion seem to play a prominent role.96,97
Recent interest in the neurobiologic substrates of functional
recovery has led to systems-level research in
neural remodeling, including work carried out by our
group.98–101
Action Observation and Imitation as a New Tool
for Neurorehabilitation
So far, we have described a number of features of
motor imitation and introduced the notions of hand
motor learning and hand motor rehabilitation after
stroke. These included both behavioral and neurobiologic
observations. Motor imitation is a complex cognitive
function that incorporates several stages, including motor
observation (ie, visual perception of ecologically valid
movements), motor imagery, and motor execution. When
tested individually, both action observation and motor
imagery increase the excitability of the corticospinal
pathway. Owing to the complexity of motor imitation
itself, its neural encoding incorporates a widespread
network with participation by a large number of brain
regions. These networks integrate sensory inputs with
stored motor patterns to generate the requisite movements.
Although it has been suggested (but certainly not
proven) that motor imagery might be beneficial to the
recovery of motor functions after stroke8,61,62 (also see the
paper by Lotze and Cohen in this issue), there are no
formal suggestions thus far on the possible benefits of
action observation and imitation in the rehabilitation of
these hand movements. Treatment of the hand itself is
problematic for many rehabilitation centers, which
frequently do not have the time or money to address
recovery of hand motor skill, because it would come at
the expense of gait training, proximal arm function, and
compensatory skills.
It is important, however, to consider the nature of
the motor recovery process, and the relative roles for
remediative and compensatory treatment in this recovery.
Rather than to cure motor deficits (remediation), current
practice in rehabilitation typically focuses on ways to
circumvent them (compensation), because this is the most
efficient way to achieve ‘‘functional outcome.’’102 In
compensatory recovery, different behaviors are used to
meet environmental needs, and functional restoration is
bypassed. In recovery through remediation, the lost
behavior is actually restored, rather than circumvented.
In the case of the hand, for example, a compensation
approach would help a patient learn to use the
nondominant hand to write, whereas a remediation
approach would help him relearn to use the dysfunctional
dominant hand to write.
Our focus on neural circuit reorganization represents
endorsement of a biologic model of remediation,
rather than an educational model. In the prevalent
educational perspective for rehabilitation, therapy is
understood as ‘‘reeducation,’’ with a goal of teaching
lost knowledge or skills. Patients and families are
typically given low expectations, because the relearning
of lost skills can be quite meager and can take tremendous
effort over a long time, limiting the patience of both the
patient and the insurance company. In the biologic
model, the assumption is that a damaged brain is
producing the impairment, and that neural circuit repair
or reorganization can produce a cure for the disease.
The biologic model emphasizes both behavioral and
biologic interventions to effect the necessary neural
changes. Biologic remediation can take 2 different forms
neurobiologically, although the outcome, that is, restoring
function, remains the same. Whereas in direct
restoration the original (damaged) neural circuits are
reinstated, in indirect restoration adjacent or related
neural circuits perform the original functions.103 In both
cases, a combination of behavioral training and biologic
intervention can be used to effect the desired (direct or
indirect) circuit changes. Action observation and imitation
represent one type of behavioral intervention that
can affect neural circuit reorganization, employing both
direct and indirect mechanisms. Ultimately, behavioral
interventions might be augmented with pharmacologic
(eg, dextro-amphetamine) or tissue transplant (eg, stem
cell) interventions.104–108
The role of motor learning in hand motor recovery
presents certain questions, because the goal is to
reestablish previously learned motor skills rather than
new skills. A person with stroke may have lost a
significant portion of the brain tissue supporting the
neural circuits associated with the execution of movements.
On the other hand, this situation might be ideally
suited for the use of observation/execution matching and
motor imitation, which could potentially provide a
reassembly of the incomplete (but not totally lost)
networks.
What are the features of motor imitation that could
promote plasticity in the appropriate networks for hand
motor skill? First, the distributed networks for motor
imitation involve multiple sensory inputs (visual, auditory,
and proprioceptive), making it possible to activate
the system using different inputs. Furthermore, the
widespread distributed nature of the network suggests
many anatomic and physiologic options for obtaining
proper activation. Second, activation of the network for
observation/execution matching produces an increase in
the excitability of the corticospinal path even in the
absence of overt movements. Third, the network is
strongly associated with learned, ecologically valid movements.
Motor imitation is well known to the majority of
patients who have generally used it (eg, in learning a new
skill) at some point in their lives. Motor imitation also
avoids the fragmentation of the movements into smaller
components, as is typically performed in current rehabilitative
practice, but instead emphasizes execution of the
movement as a whole. Fourth, empirical data on motor
recovery from stroke already suggest a possible role for
motor imagery in therapy. Because motor imitation
incorporates motor imagery, the additional motor components
in imitation (observation and execution) might
reinforce the therapeutic value.
The role of motor imagery deserves additional
mention, because it seems to aid recovery from corticospinal
tract stroke59,61,62 and forms a fundamental part
of motor imitation. One postulated mechanism for the
benefit of imagery is the potentiation of synaptic
transmission that occurs during both motor imagery
and actual execution. This mechanism leads to some
speculation about the role of imitation in therapy, based
on 2 previously noted facts. First, action observation
recruits the motor system as does motor execution.
Second, during the imitation of a novel motor pattern,
the mirror neuron system is active from the observation
phase until the execution of the new action. These
lines of evidence raise the possibility of improving
motor performance through systematic exercise based
on careful observation and imitation of everyday
actions.
In an ongoing, multicenter trial, action observation
and imitation are being used systematically as mental
practice aimed at improving motor performance in
patients with ischemic stroke in the territory of middle
cerebral artery. This therapy does not replace, but
augments, conventional neurorehabilitation on the basis
of passive or active execution of movements. Patients up
to 70 years of age with a first-ever stroke are included. We
excluded patients with mental deterioration, apraxia,
fluent aphasia, neglect, or depression of mood.
During the treatment, patients are asked to carefully
observe short movies, each lasting about 15 minutes. In
each of these video-sequences a different daily action (ie,
having a coffee, eating an apple) is presented. In the
entirety of the study, 20 daily actions are practiced. In the
visual stimuli, actions are segmented into their principal
motor acts: for example the action ‘‘having a coffee’’
consists of the following components: grasping the cup,
putting sugar in it, stirring, bringing to the mouth. During
the training session, the patient is assisted by a
physiotherapist who helps the subject maintain attention
and motivation. After each single act, patients are
required to execute the observed action with their
impaired upper limb. Before, during, and after the
treatment patients undergo a functional evaluation by
means of functional scales (Barthel Index, Functional
Independence Measure, Frenchay Arm Test, Fugl-Meyer)
to evaluate the impairment of the upper limb in everyday
activities.
Preliminary results have been reported in abstract
form.109 The results showed that patients undergoing the
treatment experienced subjective improvement. Further
they showed better motor performance as revealed by
functional scales. These preliminary results need con-
firmation from the larger ongoing study. However, if the
preliminary results are confirmed, action observation and
imitation could be regarded as a new tool in rehabilitation,
simple to administer, and with a well-founded
neurophysiologic basis.
CONCLUSIONS
In this paper, we discuss the possibility that a
systematic activation of the observation-execution matching‘‘mirror’’ system of the premotor and parietal cortices
can be used to affect functional changes in hand motor
function in patients with ischemic stroke. Hand motor
skill is heavily represented in these regions, and there is
significant reason to believe that development of these
motor skills played an important evolutionary role, that
this phylogenesis depended on observation-execution
matching, that development of such skill in children also
depends on imitation, and that good recovery from stroke
might also depend on use of this system. We postulate
that functional outcome of patients with hand motor
dysfunction can be influenced by tasks involving observation-
execution matching and that degree of recovery will
depend on changes to the Pmv, the Pmd, and the pars
opercularis ipsilateral to a cerebral infarction. The
first step involves an ongoing preliminary trial of this
concept.
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Copyright r 2006 by Lippincott Williams & Wilkins
Received for publication December 19, 2005; accepted January 12, 2006.
From the *Dipartimento di Neuroscienze, Sezione di Fisiologia,
Universita´ di Parma, Via Volturno 39, 43100 Parma, Italy; and
wDepartment of Neurology and Brain Research Imaging Center, The
University of Chicago, Chicago, IL.
Supported in part by the National Institute of Deafness and Communication
Disorders of the National Institutes of Health of the United
States of America under grant R01-DC07488 to the last author
(S.L.S.). Additional support was provided by the National Institutes
of Mental Health under grant K01-MH-01916 to the second author
(A.S.) and by the James McDonnell Foundation Network Research
Group.
Reprints: Giovanni Buccino, MD, PhD, Dipartimento di Neuroscienze,
Sezione di Fisiologia, Universita´ di Parma, Via Volturno 39, 43100
Parma, Italy (e-mail: bucgio77@ipruniv.cce.unipr.it).
SPECIAL ISSUE FOR EDITOR STEVEN SMALL
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